Disclosure:
Investment Advisory Services provided through Rose Capital Advisors, LLC, an SEC registered investment advisor located in Miami, Florida. The use of the term “registered investment adviser” does not imply a certain level of skill or training. Securities are offered through Saxony Securities, Inc., Member FINRA/SIPC. Nothing on this website is intended as legal or tax advice. Please consult with your independent legal or tax advisor to seek advice based on your particular circumstances. Certified Financial Planner Board of Standards Inc. owns the certification marks CFP®, Certified Financial Planner™ and CFP® in the U.S., which it awards to individuals who successfully complete CFP Board’s initial and ongoing certification requirements. For additional information about Rose Capital Advisors, LLC, including fees and services, please contact our office for our disclosure statements as set forth on Form ADV. Our Form ADV is also available at the Investment Adviser Public Disclosure website (www.adviserinfo.sec.gov).
Third-party rankings and recognition from rating services or publications are no guarantee of future investment success. Working with a highly-rated adviser does not ensure that a client or prospective client will experience a higher level of performance. These ratings should not be construed as an endorsement of the adviser by any client nor are they representative of any one client’s evaluation. Generally, ratings, rankings and recognition are based on information prepared and submitted by the adviser. Additional information regarding third-party rankings and recognition is available by contacting the adviser.
The use of, and results from, any economic calculator or similar interactive device contained within or linked to any area of rosecapitaladvisors.com by any client, or prospective client, should not be interpreted or construed, in any manner, as the receipt of (or a substitute for) personalized individual advice from Rose Capital Partners, or from any other investment professional.
Please note that different types of investments involve varying degrees of risk, and there can be no assurance that the future performance of any specific investment or investment strategy (including those undertaken or recommended by Rose Capital Advisors), will equal any historical performance level(s), or be profitable.
Portions of this website, such as news items & articles (linked or embedded), market commentaries, etc., may contain a dialogue of, and/or provide access to, Rose Capital Advisors positions and/or recommendations as of a specific prior date (and may include those of other investment and non-investment professionals). Various factors — including changing market conditions, timing, and outside influences — may render these discussion points no longer reflective of current positions, and/or recommendations. Additionally, no client or prospective client should assume that any such discussion serves as the receipt of, or a substitute for, personalized advice from Rose Capital Advisors, or from any other investment professional. Rose Capital Advisors is neither an accountant nor an attorney, and no portion of this website should be interpreted or taken as legal, accounting or tax advice.
Email Disclosures:
Investment Advisory Services offered through Rose Capital Advisors LLC, an SEC Registered Investment Advisor. Securities offered through Saxony Securities, Inc. Member FINRA, SIPC. Rose Capital Advisors, LLC only transacts business in states where it is properly registered or is excluded or exempted from registration requirements. Past performance may not be indicative of future results. The information used herein is current as of the date indicated in the summary and is subject to change. Please refer to the investment disclosure and offering documents for further information concerning specific products or services. If there are inconsistencies between contents of this e-mail and your brokerage statement and/or third-party administrator reports, please rely on the information received directly from the custodian and third-party administrators. Nothing provided herein constitutes tax, legal, or accounting advice. Individuals should seek the advice of their own tax advisor for specific information regarding tax consequences of investments.
Electronic mail is not secure. The Firm does not accept or take responsibility for acting on time-sensitive instructions sent by e-mail including transaction orders, fund transfer instructions, stop payments on checks, or other similar instructions. All e-mail sent to or from this address will be received or otherwise recorded by Saxony Securities’ corporate e-mail system and is subject to archival, monitoring and/or review, by and/or disclosure to, someone other than the recipient. Rose Capital Advisors and Saxony Securities are unaffiliated entities. The Firm and its affiliates reserve the right to monitor all e-mail in compliance with the rules of securities regulators. This message is intended only for the use of the person(s) (“intended recipient”) to whom it is addressed. It may contain information that is privileged and confidential. If you are not the intended recipient, please contact the sender as soon as possible and delete the message without reading it or making a copy. Any dissemination, distribution, copying, or other use of this message or any of its content by any person other than the intended recipient is strictly prohibited. Saxony Securities, Inc. has taken precautions to screen this message for viruses, but we cannot guarantee that it is virus free nor are we responsible for any damage that may be caused by this message.
Past performance may not be indicative of future results. Therefore, no current or prospective client should assume that the future performance of any specific investment, investment strategy (including the investments and/or investment strategies recommended by the adviser), or product made reference to directly or indirectly, will be profitable or equal to past performance levels. All investment strategies have the potential for profit or loss. All information is based on sources deemed reliable, but no warranty or guarantee is made as to its accuracy or completeness. Changes in investment strategies, contributions or withdrawals may materially alter the performance, strategy, and results of a portfolio. We do not provide legal, accounting or tax advice Any tax considerations do not constitute tax advice and are not intended to be used to avoid federal, state, or local income tax, or related tax liability.
Current clients, prospective clients, and users of this website, agrees, as a condition precedent to access to rosecapitaladvisors.com, to release and hold harmless Rose Capital Advisors, its officers, directors, owners, employees and agents from any and all adverse consequences resulting from any of his/her/its actions and/or omissions which are independent of his/her/its receipt of personalized individual advice from Rose Capital Advisors.
Questions or concerns regarding this Disclosure can be directed by email, phone, or post at:
Rose Capital Advisors
119 Washington Ave., Suite 400
Miami Beach, FL 33139
305 -534- 7673